Dabble.addView({"_class": "View", "id": "a6f25fa8-11f4-4775-a6c5-ca24248060f0", "name": "Published SIN stories", "fields": [64, 510, 6687, 46288, 43232, 87904], "entries": [
{"_name": "SIN tech feature: encryption", "_id": 816263, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=816263",  "values": ["SIN tech feature: encryption", {"_id": 580020, "_name": "Mayur Pahilajani" }, {"name": "May 12, 2008", "start": 1210521600, "end": 1210607999 }, "Though the lack of a single standard for e-mail encryption has hindered adoption of the technology, financial firms are pressing slowly forward. Case in point: BNP Paribas' announcement last month that it has implemented an encryption product from PGP Corp.", "http://www.securitiesindustry.com/issues/19_61/22377-1.html", 1259]},
{"_name": "Taiwan Stock Exchange and the ISE Sign MOU", "_id": 889235, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=889235",  "values": ["Taiwan Stock Exchange and the ISE Sign MOU", {"_id": 44593, "_name": "Alex Dai" }, {"name": "May 12, 2008", "start": 1210521600, "end": 1210607999 }, "The Taiwan Stock Exchange Corp. (TSEC) last week signed memorandums of understanding (MOUs) with a pair of U.S. markets--the International Securities Exchange (ISE) and Philadelphia Stock Exchange (PHLX). Through the cooperation agreements, the Taiwan exchange will provide information about options products to PHLX and exchange-traded funds (ETFs) to ISE.", "http://www.securitiesindustry.com/issues/19_61/22372-1.html", 301]},
{"_name": "Russian Trading System Adopts FIX Protocol In Testing Stage On FORTS", "_id": 857437, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=857437",  "values": ["Russian Trading System Adopts FIX Protocol In Testing Stage On FORTS", {"_id": 846931, "_name": "Caroline Middlecote" }, {"name": "May 5, 2008", "start": 1209916800, "end": 1210003199 }, "The Russian Trading System (RTS), the country's second-largest exchange by volume, will in June launch a FIX gateway, allowing foreign market participants to more easily gain access to the venue.", "http://www.securitiesindustry.com/issues/19_60/22360-1.html", 641]},
{"_name": "NASDAQ OMX Signs Contract With the Tokyo Commodity Exchange", "_id": 846183, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=846183",  "values": ["NASDAQ OMX Signs Contract With the Tokyo Commodity Exchange", {"_id": 42100, "_name": "Frances Wang" }, {"name": "April 28, 2008", "start": 1209312000, "end": 1209398399 }, " The Tokyo Commodity Exchange (Tocom) plans to launch by May 2009 a next-generation trading and clearing system from Nasdaq OMX Group. Yuichi Fukui, executive director of the systems division at Tocom, Japan's largest commodity market, said on April 16 that the platform will help it \"grow and thrive in the global commodity marketplace.\"\r\n\r\n", "http://www.securitiesindustry.com/issues/19_59/22316-1.html", 373]},
{"_name": "NYSE strikes deals with Malaysia, Tokyo", "_id": 866412, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=866412",  "values": ["NYSE strikes deals with Malaysia, Tokyo", {"_id": 720, "_name": "Maria Trombly" }, {"name": "April 28, 2008", "start": 1209312000, "end": 1209398399 }, "The Tokyo Stock Exchange (TSE), historically reliant on technology from Japanese providers, announced today that it will implement an options platform from NYSE Euronext’s Advanced Trading Solutions unit. ", "http://www.securitiesindustry.com/news/22329-1.html", 744]},
{"_name": "Chinese investors to buy and sell US securities", "_id": 807465, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=807465",  "values": ["Chinese investors to buy and sell US securities", {"_id": 44593, "_name": "Alex Dai" }, {"name": "April 9, 2008", "start": 1207670400, "end": 1207756799 }, "The China Banking Regulatory Commission (CBRC) said Monday that it had reached an agreement with the Securities and Exchange Commission that allows Chinese institutions to invest in the U.S. stock market and in investment funds selected by the SEC.", "http://www.securitiesindustry.com/news/22236-1.html", 578]},
{"_name": "Trend story: war of the virtualizers", "_id": 653242, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=653242",  "values": ["Trend story: war of the virtualizers", {"_id": 720, "_name": "Maria Trombly" }, {"name": "April 7, 2008", "start": 1207497600, "end": 1207583999 }, "Virtualization, in one form or another, has been around almost as long as computers. When the term arose in the 1960s, it referred to the partitioning of mainframe computers. But virtualization soon became a way to let people stop worrying about the inner workings of their hardware.", "http://www.securitiesindustry.com/issues/19_56/22220-1.html", 1941]},
{"_name": "Jasdaq-OSE merger stumbling at finish line", "_id": 791229, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=791229",  "values": ["Jasdaq-OSE merger stumbling at finish line", {"_id": 42100, "_name": "Frances Wang" }, {"name": "April 7, 2008", "start": 1207497600, "end": 1207583999 }, "The Japan Securities Dealers Association (JSDA) announced last week that it had approved plans to sell more than 50 percent of its 72 percent stake in the Jasdaq Securities Exchange to the Osaka Securities Exchange (OSE). However, the deal, which would make OSE Jasdaq's majority owner, still has some kinks to work out.", "http://www.securitiesindustry.com/issues/19_56/22225-1.html", 359]},
{"_name": "New joint Instinet-Samsung crossing network for Korean equities", "_id": 766590, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=766590",  "values": ["New joint Instinet-Samsung crossing network for Korean equities", {"_id": 580020, "_name": "Mayur Pahilajani" }, {"name": "March 31, 2008", "start": 1206892800, "end": 1206979199 }, "Samsung Securities Co. and agency brokerage Instinet are announcing today that they will launch Korea's first crossing network, KoreaCross, on April 7.", "http://www.securitiesindustry.com/issues/19_55/22202-1.html", 868]},
{"_name": "Security and SaaS", "_id": 699677, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=699677",  "values": ["Security and SaaS", {"_id": 720, "_name": "Maria Trombly" }, {"name": "March 24, 2008", "start": 1206288000, "end": 1206374399 }, "Salesforce.com reached a milestone last fall: 1 million people using the online software company to host their customer relationship management systems and other key business processes. Those users were at more than 1,600 financial services firms including ABN Amro, SunTrust Banks, Daiwa Securities and Bear Stearns--Merrill Lynch & Co. alone accounted for 25,000.", "http://www.securitiesindustry.com/reports/19_49/22183-1.html", 1439]},
{"_name": "Security in a virtualized environment", "_id": 704922, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=704922",  "values": ["Security in a virtualized environment", {"_id": 720, "_name": "Maria Trombly" }, {"name": "March 24, 2008", "start": 1206288000, "end": 1206374399 }, "Dividing a server into multiple virtual machines has brought down firms' purchasing costs and allowed for more efficient use of existing hardware. However, virtualization also poses security risks and challenges, including managing a more complex network, additional layers of technology, potential data leaks as multiple virtual machines share common communication lines, and the threat of rogue machines.", "http://www.securitiesindustry.com/reports/19_49/22185-1.html", 1246]},
{"_name": "Tianjin wants to launch OTC market", "_id": 733382, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=733382",  "values": ["Tianjin wants to launch OTC market", {"_id": 44593, "_name": "Alex Dai" }, {"name": "March 24, 2008", "start": 1206288000, "end": 1206374399 }, "The China Securities Regulatory Commission (CSRC) is planning to develop a national over-the-counter stock exchange, according to the Beijing Times. The OTC market would be established after the launch of a proposed growth enterprise market (GEM) in Shenzhen for Chinese start-ups, said CSRC vice chairman Fan Fuchun at the Chinese parliament's annual session earlier this month.", "http://www.securitiesindustry.com/issues/19_54/22161-1.html", 335]},
{"_name": "Future Bright for Japan's Alternative Trading Venues", "_id": 658045, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=658045",  "values": ["Future Bright for Japan's Alternative Trading Venues", {"_id": 42100, "_name": "Frances Wang" }, {"name": "March 17, 2008", "start": 1205683200, "end": 1205769599 }, "Volumes on Japan's alternative trading platforms rose 156 percent last year, driven by demand from both retail and institutional investors drawn by features such as off-hours trading, competitive prices and new trading tools.", "http://www.securitiesindustry.com/issues/19_53/22155-1.html", 746]},
{"_name": "When Disaster Strikes: Infrastructure Issues Spurring New Approaches to Outsourcing", "_id": 650934, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=650934",  "values": ["When Disaster Strikes: Infrastructure Issues Spurring New Approaches to Outsourcing", {"_id": 580020, "_name": "Mayur Pahilajani" }, {"name": "March 10, 2008", "start": 1205078400, "end": 1205164799 }, "So far this year, a record-breaking snowstorm left much of China without power and two severed undersea cables took India off the Internet. Neither of these incidents made securities firms with outsourced operations particularly confident, and bad weather and infrastructure problems aren't the only cause for rattled nerves.", "http://www.securitiesindustry.com/issues/19_52/22105-1.html", 1162]},
{"_name": "NYSE Buys MCX Stake", "_id": 679681, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=679681",  "values": ["NYSE Buys MCX Stake", {"_id": 580020, "_name": "Mayur Pahilajani" }, {"name": "March 3, 2008", "start": 1204473600, "end": 1204559999 }, "NYSE Euronext has agreed to pay 2.4 billion rupees ($60 million) for a 5 percent stake in the Multi Commodity Exchange of India (MCX), the country's largest commodity exchange, the companies announced on Feb. 15. The deal is expected to close by June.", "http://www.securitiesindustry.com/issues/19_51/22070-1.html", 307]},
{"_name": "Pre-trade Compliance: Better, Cheaper, Faster", "_id": 614652, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=614652",  "values": ["Pre-trade Compliance: Better, Cheaper, Faster", {"_id": 580020, "_name": "Mayur Pahilajani" }, {"name": "February 18, 2008", "start": 1203264000, "end": 1203350399 }, "At the heart of Societe Generale's recent EUR4.82 billion ($7.01 billion) in losses from unauthorized trades is the fact that the accused trader--Jerome Kerviel--was able to use his knowledge of the system to get around the checks and balances. Kerviel, an equities trader, started in the back office and had maintained the French bank's compliance technology. Societe Generale has acknowledged that he understood the trade processing and control procedures and knew how to avoid them.", "http://www.securitiesindustry.com/reports/19_46/22038-1.html?page=1", 1149]},
{"_name": "Tokyo Exchange Pins Trading Glitch on Fujitsu System", "_id": 666644, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=666644",  "values": ["Tokyo Exchange Pins Trading Glitch on Fujitsu System", {"_id": 42100, "_name": "Frances Wang" }, {"name": "February 18, 2008", "start": 1203264000, "end": 1203350399 }, "The Tokyo Stock Exchange (TSE) said that a fault in its Fujitsu-made software was responsible for the problems that on Feb. 8 halted some derivatives trading.", "http://www.securitiesindustry.com/issues/19_49/22011-1.html", 435]},
{"_name": "IBM Supplying Risk System to Chinese Securities Firm", "_id": 611786, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=611786",  "values": ["IBM Supplying Risk System to Chinese Securities Firm", {"_id": 44593, "_name": "Alex Dai" }, {"name": "February 11, 2008", "start": 1202659200, "end": 1202745599 }, "IBM Corp. is building a risk management system for Guotai Junan Securities in collaboration with Algorithmics, a Toronto-based provider of enterprise risk solutions. IBM says that the risk system for the Shanghai-based brokerage is its first for a Chinese securities firm.", "http://www.securitiesindustry.com/issues/19_48/22001-1.html", 647]},
{"_name": "Interoperability: A Two-Edged Sword", "_id": 574453, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=574453",  "values": ["Interoperability: A Two-Edged Sword", {"_id": 580020, "_name": "Mayur Pahilajani" }, {"name": "February 4, 2008", "start": 1202054400, "end": 1202140799 }, "Technology vendors are bringing down the barriers between instant messaging (IM) networks, making it easier for traders to send messages to counterparties on other platforms. But such interoperability also brings security risks, opening the door for viruses and other malware, as well as social engineering attacks.", "http://www.securitiesindustry.com/reports/19_45/21977-1.html", 1313]},
{"_name": "The Web 2.0 Threat", "_id": 574800, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=574800",  "values": ["The Web 2.0 Threat", {"_id": 580020, "_name": "Mayur Pahilajani" }, {"name": "February 4, 2008", "start": 1202054400, "end": 1202140799 }, "As the Web 2.0 movement makes interactive applications and social networks such as Facebook ubiquitous on employees' desktop computers, financial firms are facing the daunting task of monitoring these so-called greynets.", "http://www.securitiesindustry.com/reports/19_45/21979-1.html", 1154]},
{"_name": "New Zealand Readies Infrastructure for Australian ECN", "_id": 569948, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=569948",  "values": ["New Zealand Readies Infrastructure for Australian ECN", {"_id": 44593, "_name": "Alex Dai" }, {"name": "January 28, 2008", "start": 1201449600, "end": 1201535999 }, "Bolstering its infrastructure in anticipation of the launch of the AXE electronic communications network (ECN) in Australia, the New Zealand Exchange (NZX) has added hardware from Stratus Technologies and connectivity services from financial extranet operator BT Radianz.", "http://www.securitiesindustry.com/issues/19_46/21942-1.html", 744]},
{"_name": "On-Demand CRM Model Is In Demand", "_id": 423094, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=423094",  "values": ["On-Demand CRM Model Is In Demand", {"_id": 44593, "_name": "Alex Dai" }, {"name": "January 21, 2008", "start": 1200844800, "end": 1200931199 }, "Customer relationship management (CRM) company Salesforce.com's software-as-a-service model went a long way toward showing major Wall Street firms that Web-based applications can be useful and reliable. Now a number of vendors are joining the San Francisco-based company in putting their applications online and creating tools that are customizable, scalable, more manageable, and less expensive than traditional software.", "http://www.securitiesindustry.com/issues/19_45/21887-1.html", 1173]},
{"_name": "China Opens Avenues for Foreign Companies", "_id": 465119, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=465119",  "values": ["China Opens Avenues for Foreign Companies", {"_id": 44593, "_name": "Alex Dai" }, {"name": "January 14, 2008", "start": 1200240000, "end": 1200326399 }, "China has taken major strides toward opening up its financial markets, allowing foreign companies to issue stocks and bonds on the mainland, tripling the allotment for foreign investors, and easing restrictions on securities industry joint ventures.", "http://www.securitiesindustry.com/issues/19_44/21878-1.html", 715]},
{"_name": "Taiwan To Sell Stake", "_id": 565312, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=565312",  "values": ["Taiwan To Sell Stake", {"_id": 44593, "_name": "Alex Dai" }, {"name": "January 14, 2008", "start": 1200240000, "end": 1200326399 }, "The Taiwan Stock Exchange plans to sell a 25 percent interest to a foreign market center, according to exchange spokesperson Lizhong Wen. Taiwan is in talks with the New York Stock Exchange, Deutsche Bourse, CME Group and Nasdaq Stock Market and is open to either a cash deal or a cross-holding arrangement. \"We don't have a strategic partnership with any foreign exchanges as of now,\" said Wen, adding that the Taiwanese exchange does have memorandums of understanding with several exchanges but that no \"substantial cooperation has been carried out.\"", "http://www.securitiesindustry.com/issues/19_44/21870-1.html", 214]},
{"_name": "S&P Launches QDII Indexes For Chinese Institutions", "_id": 354903, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=354903",  "values": ["S&P Launches QDII Indexes For Chinese Institutions", {"_id": 42100, "_name": "Frances Wang" }, {"name": "December 17, 2007", "start": 1197820800, "end": 1197907199 }, "Standard & Poor's (S&P) last month introduced six benchmark indexes that will assist Chinese institutional investors in building international portfolios. The indexes join a suite of seven S&P indexes that track domestic stocks in China, developed jointly with Beijing-based Citic Holdings.", "http://www.securitiesindustry.com/issues/19_42/21806-1.html", 479]},
{"_name": "Moving Beyond BPO", "_id": 306746, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=306746",  "values": ["Moving Beyond BPO", {"_id": 44593, "_name": "Alex Dai" }, {"name": "December 10, 2007", "start": 1197216000, "end": 1197302399 }, " The leading edge of financial services outsourcing can be seen in a pair of agreements Calyon, Crédit Agricole’s investment banking subsidiary, made this summer with Accenture and Capco. The three-year deals, which include consulting, systems integration and application outsourcing services, are indicative of a growing trend: Outsourcing firms are supplying clients with a range of integrated services and end-to-end research support.\r\n\r\n", "http://www.securitiesindustry.com/reports/19_42/21786-1.html", 1200]},
{"_name": "China’s Stock Market Golden for IT Outsourcers", "_id": 312082, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=312082",  "values": ["China’s Stock Market Golden for IT Outsourcers", {"_id": 42100, "_name": "Frances Wang" }, {"name": "December 10, 2007", "start": 1197216000, "end": 1197302399 }, "China’s successful outsourcing providers have largely focused on localization work—taking foreign-language applications and translating them for Chinese-speaking employees and customers—but with the country’s marketplace closed to foreign brokerages, those focusing on the securities industry have made less headway. Chinese providers do not have the technical and management expertise to compete on a global scale, say observers.", "http://www.securitiesindustry.com/reports/19_42/21788-1.html", 716]},
{"_name": "OMX Supplies Singapore With New Clearing System", "_id": 383573, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=383573",  "values": ["OMX Supplies Singapore With New Clearing System", {"_id": 44593, "_name": "Alex Dai" }, {"name": "December 10, 2007", "start": 1197216000, "end": 1197302399 }, "The Singapore Exchange (SGX) has announced that it will implement a new clearing system from Stockholm-based exchange operator OMX, expected to launch in 2009, for its derivatives and securities trading and over-the-counter business.", "http://www.securitiesindustry.com/issues/19_41/21772-1.html", 499]},
{"_name": "With Transparency Caveat, Australian Regulators Propose Allowing ATSs", "_id": 372970, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=372970",  "values": ["With Transparency Caveat, Australian Regulators Propose Allowing ATSs", {"_id": 720, "_name": "Maria Trombly" }, {"name": "November 26, 2007", "start": 1196006400, "end": 1196092799 }, "The Australian Securities and Investment Commission (ASIC) has proposed new rules that will expose the Australian Stock Exchange (ASX) to competition from alternative trading systems (ATSs), but only if market transparency requirements are satisfied.", "http://www.securitiesindustry.com/news/21744-1.html", 724]},
{"_name": "Easier Access, New Products Spur Derivatives Growth in Asia", "_id": 252663, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=252663",  "values": ["Easier Access, New Products Spur Derivatives Growth in Asia", {"_id": 83987, "_name": "Bin Li" }, {"name": "November 19, 2007", "start": 1195401600, "end": 1195487999 }, "The International Swaps & Derivatives Association's (ISDA) announcement last month that it was opening a regional headquarters in Hong Kong underscored how Asia's booming derivatives markets have been attracting increasing attention from international financial institutions.", "http://www.securitiesindustry.com/issues/19_40/21720-1.html", 1256]},
{"_name": "Seeking Expansion, CME Plans to Trade Korean Futures on Globex", "_id": 272232, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=272232",  "values": ["Seeking Expansion, CME Plans to Trade Korean Futures on Globex", {"_id": 75243, "_name": "Gene Law" }, {"name": "November 5, 2007", "start": 1194192000, "end": 1194278399 }, "A partnership between CME Group and the Korea Exchange (KRX) will allow Kospi 200 index futures contracts to be traded, beginning in 2008, on the CME Globex electronic trading platform.", "http://www.securitiesindustry.com/issues/19_38/21660-1.html", 735]},
{"_name": "India eases restrictIndia Opens Investment", "_id": 282199, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=282199",  "values": ["India eases restrictIndia Opens Investment", {"_id": 44593, "_name": "Alex Dai" }, {"name": "November 5, 2007", "start": 1194192000, "end": 1194278399 }, "The Securities and Exchange Board of India (SEBI) last month put a halt to the issuance of offshore derivative instruments, also known as participatory, or P, notes. The instruments had seen increasing demand from hedge funds and other investors that did not qualify for the country's foreign institutional investor (FII) program because, among other reasons, they were not regulated in their home country. However, SEBI announced the same day that it was widening the FII channel to include non-regulated investment funds such as pension funds, foundations, endowments, university funds and charitable trusts or societies. Under the previous FII regulations, no single investor was permitted to hold more than 10 percent of a fund; the limit is now 49 percent.", "http://www.securitiesindustry.com/issues/19_38/21653-1.html", 315]},
{"_name": "TSE, LSE to CreatComing Soon: An Asian AIM", "_id": 285847, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=285847",  "values": ["TSE, LSE to CreatComing Soon: An Asian AIM", {"_id": 42100, "_name": "Frances Wang" }, {"name": "November 5, 2007", "start": 1194192000, "end": 1194278399 }, "The Tokyo Stock Exchange (TSE) is partnering with the London Stock Exchange (LSE) on an exchange for start-ups, which TSE officials say will make Tokyo the center of a new community of Japanese and international investors and brokers.", "http://www.securitiesindustry.com/issues/19_38/21659-1.html", 708]},
{"_name": "NYSE Partners With Banks on Block-Trading ATS in Europeange-led electronic block-trading platform in partnership with BNP Paribas and HSBC", "_id": 265467, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=265467",  "values": ["NYSE Partners With Banks on Block-Trading ATS in Europeange-led electronic block-trading platform in partnership with BNP Paribas and HSBC", {"_id": 75243, "_name": "Gene Law" }, {"name": "October 29, 2007", "start": 1193587200, "end": 1193673599 }, "NYSE Euronext, BNP Paribas and HSBC are teaming up to create a multilateral trading facility (MTF) that will enable execution of block trades of European listed stocks.", "http://www.securitiesindustry.com/issues/19_37/21630-1.html", 1221]},
{"_name": "Salesforce.com: The CRM 'Hot Ticket'", "_id": 120120, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=120120",  "values": ["Salesforce.com: The CRM 'Hot Ticket'", {"_id": 720, "_name": "Maria Trombly" }, {"name": "October 22, 2007", "start": 1192982400, "end": 1193068799 }, "A few years ago, it would have been hard to imagine Wall Street firms turning over key customer data to an Internet start-up. But in May 2005, Salesforce.com announced a major customer win: 5,000 Merrill Lynch & Co. financial advisers would use the Web-based service to track their customers.", "http://www.securitiesindustry.com/supplements/19_14/21607-1.html", 1201]},
{"_name": "Egenera Slims Down Data Centers", "_id": 179102, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=179102",  "values": ["Egenera Slims Down Data Centers", {"_id": 720, "_name": "Maria Trombly" }, {"name": "October 22, 2007", "start": 1192982400, "end": 1193068799 }, "As space- and power-hogging hardware overruns data centers, financial services firms are increasingly turning to technology from virtualization specialists such as Marlboro, Mass.-based Egenera.", "http://www.securitiesindustry.com/issues/19_36/21615-1.html", 1268]},
{"_name": "Shenzhen Opens Communication With Nasdaq, OMX", "_id": 239529, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=239529",  "values": ["Shenzhen Opens Communication With Nasdaq, OMX", {"_id": 79435, "_name": "Dai Jialing" }, {"name": "October 18, 2007", "start": 1192636800, "end": 1192723199 }, "In a move to increase cooperation with foreign securities markets, the Shenzhen Stock Exchange (SZSE) has signed memorandums of understanding (MOUs) with a pair of prominent exchanges that have a merger pending--Nasdaq Stock Market and OMX.", "http://www.securitiesindustry.com/news/21608-1.html", 643]},
{"_name": "Will Financial Firms Have a Second Life?", "_id": 51613, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=51613",  "values": ["Will Financial Firms Have a Second Life?", {"_id": 42100, "_name": "Frances Wang" }, {"name": "October 15, 2007", "start": 1192377600, "end": 1192463999 }, "Virtual reality platforms may still be in their infancy, but brokerages and other financial institutions are already using electronic worlds such as Second Life to hold meetings, give seminars and test marketing techniques. Securities trading and other financial transactions may follow.", "http://www.securitiesindustry.com/issues/19_35/21597-1.html", 1358]},
{"_name": "Exchange Membership Gives Instinet Access to Australia", "_id": 141631, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=141631",  "values": ["Exchange Membership Gives Instinet Access to Australia", {"_id": 42100, "_name": "Frances Wang" }, {"name": "October 8, 2007", "start": 1191772800, "end": 1191859199 }, "The Australian Securities Exchange (ASX) has granted full membership to agency brokerage Instinet, effective immediately, a status that allows the firm to offer directly its global execution services to the country’s financial institutions.", "http://www.securitiesindustry.com/issues/19_34/21581-1.html", 818]},
{"_name": "Nasdaq and NYSE Get Go-Ahead to Open Offices in China", "_id": 148440, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=148440",  "values": ["Nasdaq and NYSE Get Go-Ahead to Open Offices in China", {"_id": 720, "_name": "Maria Trombly" }, {"name": "October 8, 2007", "start": 1191772800, "end": 1191859199 }, "Nasdaq Stock Market has been granted approval to open an office in Beijing, just weeks after the Chinese Securities Regulatory Commission (CSRC) gave the New York Stock Exchange the green light. The CSRC, in a statement, said that Nasdaq will be allowed to engage in “non-operational activities such as liaison, promotion and research.”", "http://www.securitiesindustry.com/issues/19_34/21582-1.html", 553]},
{"_name": "Hackers Up the Ante, Network Protectors Respond", "_id": 83921, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=83921",  "values": ["Hackers Up the Ante, Network Protectors Respond", {"_id": 720, "_name": "Maria Trombly" }, {"name": "October 1, 2007", "start": 1191168000, "end": 1191254399 }, "Once a hobby popular with teenagers, hacking has evolved into a multinational, multibillion-dollar industry that utilizes ever-more sophisticated techniques to penetrate companies' information technology security systems. Targeted cyberattacks can now inflict substantial damage on a financial services firm.", "http://www.securitiesindustry.com/issues/19_33/21538-1.html", 1628]},
{"_name": "China Completes Brokerage Cleanup", "_id": 85334, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=85334",  "values": ["China Completes Brokerage Cleanup", {"_id": 42100, "_name": "Frances Wang" }, {"name": "October 1, 2007", "start": 1191168000, "end": 1191254399 }, "Chinese regulators said that they have completed a three-year overhaul of the country's brokerage industry in which 19 firms were shut down and misused funds returned to investors.", "http://www.securitiesindustry.com/issues/19_33/21531-1.html", 575]},
{"_name": "Custory services in AsiaAsian Custodians Expand Services, Geographic Reach", "_id": 87850, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=87850",  "values": ["Custory services in AsiaAsian Custodians Expand Services, Geographic Reach", {"_id": 83987, "_name": "Bin Li" }, {"name": "October 1, 2007", "start": 1191168000, "end": 1191254399 }, "Custodian banks have historically focused on the business of safeguarding assets for their clients. In recent years, however, clients have asked custodians to offer a variety of complex securities services, ranging from financial accounting to management of failed trades and beyond. In Asia, demand for such services is expected to keep pace with the region's growing capital markets.", "http://www.securitiesindustry.com/reports/19_39/21555-1.html", 1627]},
{"_name": "China Completes Brokerage Cleanup", "_id": 88254, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=88254",  "values": ["China Completes Brokerage Cleanup", {"_id": 42100, "_name": "Frances Wang" }, {"name": "October 1, 2007", "start": 1191168000, "end": 1191254399 }, "Chinese regulators said that they have completed a three-year overhaul of the country's brokerage industry in which 19 firms were shut down and misused funds returned to investors.", "http://www.securitiesindustry.com/issues/19_33/21531-1.html", 549]},
{"_name": "Danger From Within", "_id": 191967, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=191967",  "values": ["Danger From Within", {"_id": 720, "_name": "Maria Trombly" }, {"name": "October 1, 2007", "start": 1191168000, "end": 1191254399 }, "When hackers prey on corporate targets, they often have assistance from partners on the inside, says Ellen Libenson, VP of product management at Agoura Hills, Calif.-based Symark International--a trend that is only \"just starting to get attention.\"", "http://www.securitiesindustry.com/issues/19_33/21540-1.html", 730]},
{"_name": "As Hedge Funds Grow, So Does Risk", "_id": 72441, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=72441",  "values": ["As Hedge Funds Grow, So Does Risk", {"_id": 49365, "_name": "Jojo Puthuparampil (Joby Johnson)" }, {"name": "September 24, 2007", "start": 1190563200, "end": 1190649599 }, "As hedge funds manage increasingly vast, complex and exotic portfolios, there is a growing concern about portfolio managers' risk and compliance officers' understanding of their risk exposures.", "http://www.securitiesindustry.com/issues/19_32/21505-1.html", 1358]},
{"_name": "Asia Trades Online", "_id": 82151, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=82151",  "values": ["Asia Trades Online", {"_id": 42100, "_name": "Frances Wang" }, {"name": "September 24, 2007", "start": 1190563200, "end": 1190649599 }, "As Asian countries roll out high-speed Internet services, online trading rates are climbing. But adoption by retail investors has been anything but uniform throughout the region. While Japan has the highest online trading rates in the world, China and India are just getting into the game. Rapidly accelerating growth in those markets, however, indicates their potential to become the new leaders of Internet trading.", "http://www.securitiesindustry.com/issues/19_32/21511-1.html", 1656]},
{"_name": "China eases restrictions on corporate bonds", "_id": 88253, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=88253",  "values": ["China eases restrictions on corporate bonds", {"_id": 42100, "_name": "Frances Wang" }, {"name": "September 24, 2007", "start": 1190563200, "end": 1190649599 }, " Chinese firms listed in Shenzhen, Shanghai and overseas will be able to issue corporate bonds more easily under new regulations released by the China Securities Regulatory Commission last month.", "http://www.securitiesindustry.com/issues/19_32/21509-1.html", 462]},
{"_name": "New Zealand Adopts Trayport Trading Platform", "_id": 81415, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=81415",  "values": ["New Zealand Adopts Trayport Trading Platform", {"_id": 75243, "_name": "Gene Law" }, {"name": "September 17, 2007", "start": 1189958400, "end": 1190044799 }, "The New Zealand Exchange (NZX) has gone live with the GlobalVision electronic trading platform from Trayport, a London-based supplier that is currently expanding from its energy trading roots into the securities industry.", "http://www.securitiesindustry.com/issues/19_31/21473-1.html", 787]},
{"_name": "Shanghai Stock EE-bond Platform in Shanghai", "_id": 81498, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=81498",  "values": ["Shanghai Stock EE-bond Platform in Shanghai", {"_id": 81497, "_name": "Venessa Wong" }, {"name": "September 17, 2007", "start": 1189958400, "end": 1190044799 }, "As China eases restrictions on the issuance of corporate bonds, a China Securities Regulatory Commission (CSRC) official said that the Shanghai Stock Exchange’s (SSE) electronic platform for fixed-income securities has been operating smoothly since the pilot program launched in July. ", "http://www.securitiesindustry.com/issues/19_31/21476-1.html", 207]},
{"_name": "Vietnamese Firms To List on London Exchange", "_id": 87995, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=87995",  "values": ["Vietnamese Firms To List on London Exchange", {"_id": 42100, "_name": "Frances Wang" }, {"name": "September 17, 2007", "start": 1189958400, "end": 1190044799 }, "The London Stock Exchange (LSE) has signed a memorandum of understanding (MOU) with the Ho Chi Minh Stock Exchange that will allow Vietnamese firms to list on both exchanges simultaneously.", "http://www.securitiesindustry.com/issues/19_31/21457-1.html", 708]},
{"_name": "Cleanup Complete, China To Let Foreign Brokerages Back In", "_id": 83992, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=83992",  "values": ["Cleanup Complete, China To Let Foreign Brokerages Back In", {"_id": 83987, "_name": "Bin Li" }, {"name": "September 10, 2007", "start": 1189353600, "end": 1189439999 }, "Chinese regulators will soon lift the ban on foreign investment in the country’s securities industry, a top official said Thursday. Foreign brokerages have not been allowed to invest in local companies or open joint ventures since September 2006, when the China Securities Regulatory Commission (CSRC) declared a moratorium while it enacted market reforms.", "http://www.securitiesindustry.com/news/21452-1.html", 292]},
{"_name": "Cleanup Complete, China To Let Foreign Brokerages Back In", "_id": 90313, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=90313",  "values": ["Cleanup Complete, China To Let Foreign Brokerages Back In", {"_id": 83987, "_name": "Bin Li" }, {"name": "September 10, 2007", "start": 1189353600, "end": 1189439999 }, "Chinese regulators will soon lift the ban on foreign investment in the country’s securities industry, a top official said Thursday. Foreign brokerages have not been allowed to invest in local companies or open joint ventures since September 2006, when the China Securities Regulatory Commission (CSRC) declared a moratorium while it enacted market reforms.", "http://www.securitiesindustry.com/news/21452-1.html", 828]},
{"_name": "Chinese Regulators Expand QDII Program", "_id": 74786, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=74786",  "values": ["Chinese Regulators Expand QDII Program", {"_id": 42100, "_name": "Frances Wang" }, {"name": "September 3, 2007", "start": 1188748800, "end": 1188835199 }, "The Chinese government has increased the funds that local institutional investors can take overseas, and domestic firms and their offshore partners are taking steps to capitalize on the new rules.", "http://www.securitiesindustry.com/issues/19_30/21421-1.html", 1375]},
{"_name": "Tokyo Tokyo Turns to NYSE as Technology Adviser", "_id": 87604, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=87604",  "values": ["Tokyo Tokyo Turns to NYSE as Technology Adviser", {"_id": 42100, "_name": "Frances Wang" }, {"name": "August 29, 2007", "start": 1188316800, "end": 1188403199 }, "NYSE Euronext has agreed to provide the Tokyo Stock Exchange (TSE) with technical assistance as it seeks to upgrade an infrastructure that has been plagued in recent years by system crashes and capacity problems. The deal arises from a strategic alliance the exchanges signed in January.", "http://www.securitiesindustry.com/news/21402-1.html", 545]},
{"_name": "Error in Singapore Forced Unwinding of 110,000 Trades", "_id": 76008, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=76008",  "values": ["Error in Singapore Forced Unwinding of 110,000 Trades", {"_id": 75243, "_name": "Gene Law" }, {"name": "August 6, 2007", "start": 1186329600, "end": 1186415999 }, "The Singapore Exchange (SGX) recently faced the same operational risk consequences as the Tokyo Stock Exchange (TSE) and others in having deal with the aftermath of a miskeyed order.", "http://www.securitiesindustry.com/issues/19_28/21320-1.html", 567]},
{"_name": "Hong Kong Eases Fund Manager Licensing", "_id": 77559, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=77559",  "values": ["Hong Kong Eases Fund Manager Licensing", {"_id": 75243, "_name": "Gene Law" }, {"name": "August 6, 2007", "start": 1186329600, "end": 1186415999 }, "Securities regulators have taken steps to bring Hong Kong more in line with international standards by lowering licensing requirements for fund managers and planning to require quarterly, rather than biannual, earnings reports from exchange-listed companies.", "http://www.securitiesindustry.com/issues/19_28/21319-1.html", 673]},
{"_name": "TSE Seeks to Polish Image With New Technology and Alliances", "_id": 81420, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=81420",  "values": ["TSE Seeks to Polish Image With New Technology and Alliances", {"_id": 42100, "_name": "Frances Wang" }, {"name": "August 6, 2007", "start": 1186329600, "end": 1186415999 }, "The Tokyo Stock Exchange (TSE) has been a hard-luck poster child in recent years, dealing with embarrassing system crashes, capacity problems and staff dismissals. At a time when its peers, from the New York Stock Exchange (NYSE) on down, are entering into mergers to prepare for globally interconnected markets, TSE, still not a publicly traded company, has been on the sidelines.", "http://www.securitiesindustry.com/issues/19_28/21316-1.html", 1393]},
{"_name": "Regulators and Investors: A One-Two Compliance Punch", "_id": 79324, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=79324",  "values": ["Regulators and Investors: A One-Two Compliance Punch", {"_id": 42100, "_name": "Frances Wang" }, {"name": "July 23, 2007", "start": 1185120000, "end": 1185206399 }, "In June 2006, the U.S. Court of Appeals for the District of Columbia Circuit struck down a rule requiring hedge funds to register with the Securities and Exchange Commission. But that was hardly the last word on the subject of hedge fund regulation.", "http://www.securitiesindustry.com/reports/19_35/21343-1.html", 1002]},
{"_name": "More Bang for the Records Management Buck", "_id": 79327, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=79327",  "values": ["More Bang for the Records Management Buck", {"_id": 75243, "_name": "Gene Law" }, {"name": "July 23, 2007", "start": 1185120000, "end": 1185206399 }, "Many brokerages remain uncertain and unaware of the implications of a changing regulatory and compliance landscape. Nevertheless, a long-term, integrated approach to compliance can reduce costs--and regulatory hassles. Compliance technology vendors are beginning to address this problem with integrated suites of offerings to replace the point solutions now prevalent on Wall Street.", "http://www.securitiesindustry.com/reports/19_35/21342-1.html", 1488]},
{"_name": "China Cleanup Nears Completion", "_id": 79579, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=79579",  "values": ["China Cleanup Nears Completion", {"_id": 42100, "_name": "Frances Wang" }, {"name": "July 23, 2007", "start": 1185120000, "end": 1185206399 }, "The three-year overhaul of China's securities industry, including better risk management measures, share ownership reforms, and the introduction of new products, will be completed in August, according to regulators. A moratorium on new investments by foreign brokerage companies, put in place while the changes were being made, could be lifted this fall.", "http://www.securitiesindustry.com/issues/16_27/21245-1.html", 921]},
{"_name": "Tokyo Exchange Takes Stake in Singapore's SGX", "_id": 78116, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=78116",  "values": ["Tokyo Exchange Takes Stake in Singapore's SGX", {"_id": 42100, "_name": "Frances Wang" }, {"name": "July 9, 2007", "start": 1183910400, "end": 1183996799 }, "The Tokyo Stock Exchange (TSE) has paid the equivalent of $304 million for 5 percent of the Singapore Exchange (SGX). It is the first investment in an overseas exchange by the world's second-biggest bourse, which becomes the second-largest shareholder of SGX after SEL Holdings, a vehicle set up for the Singapore government's Financial Sector Development Fund.", "http://www.securitiesindustry.com/issues/19_26/21285-1.html", 1100]},
{"_name": "Credit Derivatives Market Opens Up in Malaysia", "_id": 78284, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=78284",  "values": ["Credit Derivatives Market Opens Up in Malaysia", {"_id": 75243, "_name": "Gene Law" }, {"name": "July 9, 2007", "start": 1183910400, "end": 1183996799 }, "In a sign of the maturation of Malaysia's derivatives market, Citibank Malaysia, ABN Amro Bank Berhad and CIMB Bank announced Malaysia's first interbank ringgit-denominated credit default swap (CDS) last month. The underlying asset is Projek Lebuhraya Utara Selatan, one of Malaysia's largest toll-road operators.", "http://www.securitiesindustry.com/issues/19_26/21274-1.html", 302]},
{"_name": "Jasdaq Gets an Order to Upgrade", "_id": 79581, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=79581",  "values": ["Jasdaq Gets an Order to Upgrade", {"_id": 42100, "_name": "Frances Wang" }, {"name": "July 9, 2007", "start": 1183910400, "end": 1183996799 }, "Aiming to avoid operational breakdowns like those that plagued the Tokyo Stock Exchange (TSE) in recent years, Japan's Financial Services Agency (FSA) has ordered the Jasdaq Securities Exchange to improve its information technology.", "http://www.securitiesindustry.com/issues/19_26/21286-1.html", 296]},
{"_name": "Citi Deal a New Opening of Japanese Market", "_id": 50286, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=50286",  "values": ["Citi Deal a New Opening of Japanese Market", {"_id": 42100, "_name": "Frances Wang" }, {"name": "June 18, 2007", "start": 1182096000, "end": 1182182399 }, "After a down year in 2006, Japanese merger-and-acquisition activity picked up steam in April with a landmark brokerage industry transaction: Citigroup took control of Nikko Cordial Corp. with a $7.7 billion cash tender offer. Citi's purchases of shares at a 1,700 yen ($14) price gave it more than 60 percent control of Nikko Cordial, reversing the results of a previous, $10.8 billion bid for 100 percent ownership that was rejected by Nikko Cordial's three biggest shareholders: Orbis Investment Management, Southeastern Asset Management and Harris Associates.", "http://www.securitiesindustry.com/issues/20070617/20792-1.html", 896]},
{"_name": "Asia Comes Around to Algorithms", "_id": 74749, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=74749",  "values": ["Asia Comes Around to Algorithms", {"_id": 42100, "_name": "Frances Wang" }, {"name": "June 18, 2007", "start": 1182096000, "end": 1182182399 }, "Despite geographical and technical obstacles, the growth of algorithmic trading and direct-market access in Asia is noticeable.", "http://www.securitiesindustry.com/reports/20070617/20802-1.html", 1222]},
{"_name": "China Takes Step to Stimulate Corporate Bond Issues", "_id": 76007, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=76007",  "values": ["China Takes Step to Stimulate Corporate Bond Issues", {"_id": 44593, "_name": "Alex Dai" }, {"name": "June 18, 2007", "start": 1182096000, "end": 1182182399 }, "In a move seen as an attempt to boost the country's lagging corporate-debt market, the China Securities Regulatory Commission (CSRC) will become the approval authority for the bond issues of domestic listed firms later this year. CSRC vice chairman Fan Fuchun revealed the plan at a public forum May 25, reported the state-owned Shanghai Securities News, but details have not been officially released.", "http://www.securitiesindustry.com/issues/20070617/20791-1.html", 540]},
{"_name": "DTCC Signs MOU With Chinese Counterpart", "_id": 77563, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=77563",  "values": ["DTCC Signs MOU With Chinese Counterpart", {"_id": 47637, "_name": "Benoit Florencon" }, {"name": "June 18, 2007", "start": 1182096000, "end": 1182182399 }, "Depository Trust & Clearing Corp. (DTCC) of New York and its Chinese counterpart, the China Securities Depository & Clearing Corp. (SD&C), have signed a memorandum of understanding (MOU), launching formal cooperation in areas of information exchange and \"projects of interest,\" the companies said last week after sealing the agreement June 8 in Beijing.", "http://www.securitiesindustry.com/issues/20070617/20790-1.html", 817]},
{"_name": "Singapore Exchange Turns To GL Trade for OMS", "_id": 72148, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=72148",  "values": ["Singapore Exchange Turns To GL Trade for OMS", {"_id": 42100, "_name": "Frances Wang" }, {"name": "June 11, 2007", "start": 1181491200, "end": 1181577599 }, "The Singapore Exchange (SGX), Asia's third-largest listed bourse, will launch a new order management system (OMS) in the third quarter using technology from Paris-based GL Trade that the exchange said will improve performance, reliability and recoverability from outages.", "http://www.securitiesindustry.com/issues/20070610/20698-1.html", 546]},
{"_name": "Liquidnet Trying to Blaze Asian Trail", "_id": 72608, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=72608",  "values": ["Liquidnet Trying to Blaze Asian Trail", {"_id": 720, "_name": "Maria Trombly" }, {"name": "June 11, 2007", "start": 1181491200, "end": 1181577599 }, "If, for alternative trading systems (ATSs) and electronic communications networks (ECNs), Asia is the final frontier, then Liquidnet wants to be the civilizing force. Except for a few big brokerages that match customers' orders internally in Japan, such as Credit Suisse and UBS, and a recent push by agency brokerage Instinet, much of Asia is uncharted territory in terms of alternative, automated equity trading venues, and demand for them is mounting.", "http://www.securitiesindustry.com/issues/20070610/20707-1.html", 1258]},
{"_name": "SFC appoints Beijing Regulator Takes Hong Kong Post", "_id": 74787, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=74787",  "values": ["SFC appoints Beijing Regulator Takes Hong Kong Post", {"_id": 44593, "_name": "Alex Dai" }, {"name": "June 11, 2007", "start": 1181491200, "end": 1181577599 }, "In a sign of closer cooperation between Hong Kong and mainland China regulators, the Hong Kong Securities and Futures Commission (SFC) named Jie Sun as SVP for China affairs.", "http://www.securitiesindustry.com/issues/20070610/20708-1.html", 675]},
{"_name": "Citi, FTSE Bring Indexing to Vietnam", "_id": 75244, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=75244",  "values": ["Citi, FTSE Bring Indexing to Vietnam", {"_id": 75243, "_name": "Gene Law" }, {"name": "June 4, 2007", "start": 1180886400, "end": 1180972799 }, "Not every security in Vietnam is open to foreign investors, but there are enough to make for an index. Citigroup and FTSE Group teamed up to launch the country's first equity index for foreign institutional investors on May 22.", "http://www.securitiesindustry.com/issues/20070603/20610-1.html", 740]},
{"_name": "A Global Balancing Act", "_id": 77771, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=77771",  "values": ["A Global Balancing Act", {"_id": 44316, "_name": "Lauren Hilgers" }, {"name": "June 4, 2007", "start": 1180886400, "end": 1180972799 }, "As hedge funds extend their reach globally, regulators worldwide are increasingly worried about protecting investors, as well as their national economies. Governments in developed and emerging markets alike are considering, or have already established, measures ranging from registration requirements to loose codes of conduct. Regulators are struggling to strike a balance between investor protections and the benefits that hedge funds can bring to investors and markets with their advanced technology, sophisticated risk-based strategies and substantial investment capital reserves.", "http://www.securitiesindustry.com/reports/20070603/20625-1.html", 1279]},
{"_name": "China Open to NYSE, Nasdaq", "_id": 74746, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=74746",  "values": ["China Open to NYSE, Nasdaq", {"_id": 42100, "_name": "Frances Wang" }, {"name": "May 28, 2007", "start": 1180281600, "end": 1180367999 }, "After months of waiting, Nasdaq Stock Market and NYSE Euronext will be allowed to open official representative offices in China this summer. The two exchanges had applied for permission late last year, but government approval was held up pending regulations that the China Securities Regulatory Commission finally issued on May 20.", "http://www.securitiesindustry.com/issues/20070527/20561-1.html", 733]},
{"_name": "Asia's Alternatives", "_id": 72607, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=72607",  "values": ["Asia's Alternatives", {"_id": 720, "_name": "Maria Trombly" }, {"name": "May 14, 2007", "start": 1179072000, "end": 1179158399 }, "In many respects, Asia has been following the U.S. and European lead on matters of market structure and regulation as Asian laws and technologies steadily edge closer to the world standards developed elsewhere. With the recent spate of memorandums of understanding among Asian exchanges, not to mention those between these regional markets and others in the West, Asia may be following a similar path of exchange consolidation as well.", "http://www.securitiesindustry.com/reports/20070513/20430-1.html", 1583]},
{"_name": "China Signs On to Multilateral Iosco Regulatory Principles", "_id": 64973, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=64973",  "values": ["China Signs On to Multilateral Iosco Regulatory Principles", {"_id": 42100, "_name": "Frances Wang" }, {"name": "April 30, 2007", "start": 1177862400, "end": 1177948799 }, "China joined the International Organization of Securities Commissions' (Iosco) multilateral memorandum of understanding (MMOU) this month, a sign that the country has made significant progress in battling money laundering and other securities-related crimes and conforms to international regulatory standards.", "http://www.securitiesindustry.com/issues/20070429/20308-1.html", 717]},
{"_name": "Shanghai Gets Ready for Chinese Version of FIX", "_id": 62601, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=62601",  "values": ["Shanghai Gets Ready for Chinese Version of FIX", {"_id": 42100, "_name": "Frances Wang" }, {"name": "April 23, 2007", "start": 1177257600, "end": 1177343999 }, "After five years of development, the securities trading exchange protocol (Step), China's answer to the FIX protocol, is ready for implementation by the Shanghai Stock Exchange (SSE) in the new trading system it expects to release this fall.", "http://www.securitiesindustry.com/issues/20070422/20237-1.html", 581]},
{"_name": "Competitiveness Move: Japan Looks to Merge TSE, 3 Other Markets", "_id": 71600, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=71600",  "values": ["Competitiveness Move: Japan Looks to Merge TSE, 3 Other Markets", {"_id": 720, "_name": "Maria Trombly" }, {"name": "April 23, 2007", "start": 1177257600, "end": 1177343999 }, "Members of Japan's Council on Economic and Fiscal Policy, the country's top economic policy body headed by Prime Minister Shinzo Abe, met last week to discuss combining four exchanges to make the country's markets more competitive internationally.", "http://www.securitiesindustry.com/issues/20070422/20225-1.html", 776]},
{"_name": "Brokers Pick Up Speed With Intelligent Notification", "_id": 50257, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=50257",  "values": ["Brokers Pick Up Speed With Intelligent Notification", {"_id": 44316, "_name": "Lauren Hilgers" }, {"name": "April 16, 2007", "start": 1176652800, "end": 1176739199 }, "In an effort to open lines of communication to employees and clients more quickly, brokerages are adopting intelligent notification systems that can reach hundreds of contacts at the touch of a button.", "http://www.securitiesindustry.com/issues/20070415/20166-1.html", 854]},
{"_name": "Buy-Side-Driven Trading Takes Hold in Hong Kong", "_id": 49852, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=49852",  "values": ["Buy-Side-Driven Trading Takes Hold in Hong Kong", {"_id": 42100, "_name": "Frances Wang" }, {"name": "April 3, 2007", "start": 1175529600, "end": 1175615999 }, "Hong Kong is a major international financial center and a regional hub for institutional buy-side firms. Their presence in Asia, coupled with the growth of hedging strategies, has led to an increase in algorithmic trading in the region.", "http://www.securitiesindustry.com/supplements/20070402/20087-1.html", 1018]},
{"_name": "Euronext Technology Arm Looks East", "_id": 48737, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=48737",  "values": ["Euronext Technology Arm Looks East", {"_id": 720, "_name": "Maria Trombly" }, {"name": "April 2, 2007", "start": 1175443200, "end": 1175529599 }, "Atos Euronext Market Solutions (AEMS) has been expanding its Asia presence this year, opening an office in the Dubai International Financial Center last month and saying it will form an information technology joint venture with Kuala Lumpur's Bursa Malaysia.", "http://www.securitiesindustry.com/issues/20070401/20036-1.html", 1078]},
{"_name": "Singapore Snag", "_id": 63395, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=63395",  "values": ["Singapore Snag", {"_id": 44316, "_name": "Lauren Hilgers" }, {"name": "April 2, 2007", "start": 1175443200, "end": 1175529599 }, "Investors couldn't get access to one of the Singapore Exchange (SGX) electronic trading systems for 75 minutes in the morning of March 27. The failure was traced to a group of Singapore Exchange Securities Order Processing System terminals, the exchange said in a statement. Trading continued through two other programs linked to the central trade-matching engine--SGXAccess and Virtual Terminal Interface. \"The market remained open throughout the brief episode,\" said SGX spokesperson Joan Feng. \"Trading activities were normal and volume was comparable to that of previous days.\"", "http://www.securitiesindustry.com/issues/20070318/19920-1.html", 210]},
{"_name": "Turret Maker IPC Gains Ground in Asia", "_id": 51557, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=51557",  "values": ["Turret Maker IPC Gains Ground in Asia", {"_id": 42100, "_name": "Frances Wang" }, {"name": "March 26, 2007", "start": 1174838400, "end": 1174924799 }, "Since last December, New York-based trading floor technology company IPC Systems has announced four major customer wins--and three of those have been in Asia. Aside from ING Group, which announced last week that is has upgraded its New York trading floor to the vendor's IQ-Max trader desktops, Bank of Shanghai and two institutions in Kuala Lumpur, Bank Muamalat and Kenanga Investment Bank, said that they too will be deploying the new workstations.", "http://www.securitiesindustry.com/issues/20070325/19963-1.html", 623]},
{"_name": "China Reforms and Opens Up Futures Trading", "_id": 51829, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=51829",  "values": ["China Reforms and Opens Up Futures Trading", {"_id": 44593, "_name": "Alex Dai" }, {"name": "March 26, 2007", "start": 1174838400, "end": 1174924799 }, "The Chinese government will begin accepting applications from brokerage firms on April 15 to trade financial futures, and it said it intends to gradually allow foreign brokerages to enter the market. Currently, the only futures trading in the country is of commodities.", "http://www.securitiesindustry.com/issues/20070325/19972-1.html", 515]},
{"_name": "Mashups Bring Added Dimension to Web Services", "_id": 42278, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=42278",  "values": ["Mashups Bring Added Dimension to Web Services", {"_id": 720, "_name": "Maria Trombly" }, {"name": "March 19, 2007", "start": 1174233600, "end": 1174319999 }, "Wall Street firms for the past few years have moved to accelerate software development and reduce its costs by converting conventional computer applications to services on a network--the much-embraced service-oriented architecture (SOA). These Web services efforts have recently taken a new turn, where the objective is to quickly combine and deploy multiple applications at once.", "http://www.securitiesindustry.com/issues/20070318/19907-1.html", 1220]},
{"_name": "Russia's Securitization Market on the Rise", "_id": 47274, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=47274",  "values": ["Russia's Securitization Market on the Rise", {"_id": 44316, "_name": "Lauren Hilgers" }, {"name": "March 19, 2007", "start": 1174233600, "end": 1174319999 }, "Securitization in Russia exploded last year, accompanied by increasing investor confidence and a steadily improving regulatory environment, analysts say. As demand outpaces the development and testing of a solid legal structure, however, many companies are taking steps of their own to manage the risks of a volatile emerging market.", "http://www.securitiesindustry.com/issues/20070318/19920-1.html", 797]},
{"_name": "E*Trade launches global e-trading platform", "_id": 48864, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=48864",  "values": ["E*Trade launches global e-trading platform", {"_id": 720, "_name": "Maria Trombly" }, {"name": "March 19, 2007", "start": 1174233600, "end": 1174319999 }, "Though starting small, E-Trade Financial Corp. has ambitious plans for bringing cross-border trading services, now mainly within reach only of institutions, down to the individual investor.", "http://www.securitiesindustry.com/issues/20070318/19905-1.html", 1065]},
{"_name": "China's Securities Infrastructure Under Stress", "_id": 50322, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=50322",  "values": ["China's Securities Infrastructure Under Stress", {"_id": 44593, "_name": "Alex Dai" }, {"name": "March 19, 2007", "start": 1174233600, "end": 1174319999 }, "Chinese securities companies’ information technology has been severely stressed in recent months due to stock-market growth and regulatory changes, said Beijing research firm China Market Information Center (CMIC). The Chinese stock market rebounded in 2006, reaching record high volumes, and systems could not keep up, the state-owned firm said this month.", "http://www.securitiesindustry.com/issues/20070318/19921-1.html", 399]},
{"_name": "Three More Investors Buy In to National Stock Exchange of India", "_id": 51029, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=51029",  "values": ["Three More Investors Buy In to National Stock Exchange of India", {"_id": 49365, "_name": "Jojo Puthuparampil (Joby Johnson)" }, {"name": "March 19, 2007", "start": 1174233600, "end": 1174319999 }, "Citigroup, Morgan Stanley and private equity fund Actis have agreed to jointly buy a 6 percent stake in the National Stock Exchange of India (NSE), the country’s largest securities market. The moves follow NSE’s January announcement that it was selling a combined 20 percent interest to NYSE Group, Goldman Sachs, private equity firm General Atlantic and the Softbank Asian Infrastructure Fund.", "http://www.securitiesindustry.com/issues/20070318/19918-1.htmlarticleid=19918&searchTerm=trombly", 735]},
{"_name": "International Exchange Accords: Structural Improvement, or Public Relations Hype?", "_id": 48325, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=48325",  "values": ["International Exchange Accords: Structural Improvement, or Public Relations Hype?", {"_id": 720, "_name": "Maria Trombly" }, {"name": "March 5, 2007", "start": 1173024000, "end": 1173110399 }, "What looked like a frenzy of securities exchange merger deals--the Australian Stock Exchange and Sydney Futures Exchange; the New York Stock Exchange with Archipelago and now with Euronext; Nasdaq Stock Market's abortive attempt to acquire the London Stock Exchange (LSE)--has given way to an epidemic of strategic alliances.", "http://www.securitiesindustry.com/issues/20070304/19741-1.html", 1484]},
{"_name": "Large Institutions Push Growth in Japanese Automated Trading", "_id": 48505, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=48505",  "values": ["Large Institutions Push Growth in Japanese Automated Trading", {"_id": 44316, "_name": "Lauren Hilgers" }, {"name": "February 26, 2007", "start": 1172419200, "end": 1172505599 }, "A much-anticipated rise in algorithmic and electronic trading is taking hold in Japan. It is confirmed in a recent report by Connecticut-based research firm Greenwich Associates and is being led by Japan's largest securities firms.", "http://www.securitiesindustry.com/issues/20070225/19687-1.html", 829]},
{"_name": "Hedge Funds Drive Algorithmic Trading in Asia", "_id": 43136, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=43136",  "values": ["Hedge Funds Drive Algorithmic Trading in Asia", {"_id": 44316, "_name": "Lauren Hilgers" }, {"name": "February 19, 2007", "start": 1171814400, "end": 1171900799 }, "Despite limited infrastructure and liquidity and disparate regulations across Asia's geographical vastness, algorithmic trading has arrived in the region's emerging markets. Over the next two years, use of the technology is expected to increase from around 6 percent of the market to 10 percent, predicts research firm Celent, driven by the steady growth of hedge funds in the area.", "http://www.securitiesindustry.com/reports/20070218/19638-1.html", 1077]},
{"_name": "Disaster Recovery for Hedge Funds", "_id": 47494, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=47494",  "values": ["Disaster Recovery for Hedge Funds", {"_id": 47498, "_name": "James Reynolds" }, {"name": "February 19, 2007", "start": 1171814400, "end": 1171900799 }, "Falling storage costs, cheap bandwidth and strong data security are coming together to give hedge funds more--and more economical--backup and recovery options. The timing couldn't be better, as investors, regulators and basic business needs now require that hedge funds ensure the integrity of their data in the face of disasters.", "http://www.securitiesindustry.com/reports/20070218/19640-1.html", 1214]},
{"_name": "Korea Eases Derivatives Access for Foreign Institutional Investors", "_id": 44394, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=44394",  "values": ["Korea Eases Derivatives Access for Foreign Institutional Investors", {"_id": 42100, "_name": "Frances Wang" }, {"name": "February 12, 2007", "start": 1171209600, "end": 1171295999 }, "Following December rule changes, Korea Exchange (KRX) is allowing foreign institutions to trade 7,500 futures contracts on the Kospi 200 stock market index, up from the previous limit of 5,000.", "http://www.securitiesindustry.com/issues/20070211/19562-1.html", 593]},
{"_name": "SunGard Buys Chinese Trading Systems Supplier Fudan Kingstar", "_id": 44892, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=44892",  "values": ["SunGard Buys Chinese Trading Systems Supplier Fudan Kingstar", {"_id": 42100, "_name": "Frances Wang" }, {"name": "February 12, 2007", "start": 1171209600, "end": 1171295999 }, "In a sign that the maturing of the Chinese financial markets is creating new opportunities for Western technology suppliers, SunGard Data Systems of Wayne, Pa. has acquired Shanghai-based Fudan Kingstar Computer Co. ", "http://www.securitiesindustry.com/issues/20070211/19561-1.html", 607]},
{"_name": "Korea Exchange To Provide Bond Trading Platform to Bursa Malaysia", "_id": 48355, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=48355",  "values": ["Korea Exchange To Provide Bond Trading Platform to Bursa Malaysia", {"_id": 42100, "_name": "Frances Wang" }, {"name": "February 12, 2007", "start": 1171209600, "end": 1171295999 }, "Kuala Lumpur exchange Bursa Malaysia announced Jan. 19 that it contracted with the Busan-based Korea Exchange (KRX) to develop its electronic bond trading platform in a 12-month project. The financial terms were not disclosed.", "http://www.securitiesindustry.com/issues/20070211/19563-1.html", 294]},
{"_name": "China's Gaps in Risk Management", "_id": 44395, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=44395",  "values": ["China's Gaps in Risk Management", {"_id": 44316, "_name": "Lauren Hilgers" }, {"name": "February 5, 2007", "start": 1170604800, "end": 1170691199 }, "China's regulators have been diligently working to raise the level of risk management in the securities industry. But regulations alone won't eliminate the bad practices that long plagued the country's markets--and improvement will require opening them to more competition, which could bring other unaccustomed consequences.", "http://www.securitiesindustry.com/reports/20070204/19530-1.html", 946]},
{"_name": "Closely Watched Partnership: NYSE, Tokyo Exchange Already Tight", "_id": 47176, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=47176",  "values": ["Closely Watched Partnership: NYSE, Tokyo Exchange Already Tight", {"_id": 44316, "_name": "Lauren Hilgers" }, {"name": "February 5, 2007", "start": 1170604800, "end": 1170691199 }, "Before last week, reports of a brewing strategic alliance of NYSE Group and the Tokyo Stock Exchange (TSE) were repeatedly dismissed as premature. But John A. Thain and Taizo Nishimuro, the markets' respective CEOs, made clear that cooperation between them and their organizations was well underway before they finally got together Jan. 31 for the official handshake in New York.", "http://www.securitiesindustry.com/issues/20070204/19511-1.html", 1316]},
{"_name": "Closely Watched Partnership: NYSE, Tokyo Exchange Already Tight", "_id": 47680, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=47680",  "values": ["Closely Watched Partnership: NYSE, Tokyo Exchange Already Tight", {"_id": 44316, "_name": "Lauren Hilgers" }, {"name": "February 5, 2007", "start": 1170604800, "end": 1170691199 }, "What looked like a frenzy of securities exchange merger deals--the Australian Stock Exchange and Sydney Futures Exchange; the New York Stock Exchange with Archipelago and now with Euronext; Nasdaq Stock Market's abortive attempt to acquire the London Stock Exchange (LSE)--has given way to an epidemic of strategic alliances.", "http://www.securitiesindustry.com/issues/20070204/19511-1.html", 206]},
{"_name": "Trading Communications Vendors Build Asia Presence", "_id": 45850, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=45850",  "values": ["Trading Communications Vendors Build Asia Presence", {"_id": 720, "_name": "Maria Trombly" }, {"name": "January 29, 2007", "start": 1170000000, "end": 1170086399 }, "The recent earthquake in Taiwan underscored the need for resilient communication networks, but customers were asking for more links to Asia before the quake ever hit, say two vendors to the financial industry that have recently expanded in Asia.", "http://www.securitiesindustry.com/issues/20070128/19457-1.html", 794]},
{"_name": "NYSE and Nasdaq China Plans Delayed", "_id": 45953, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=45953",  "values": ["NYSE and Nasdaq China Plans Delayed", {"_id": 44316, "_name": "Lauren Hilgers" }, {"name": "January 29, 2007", "start": 1170000000, "end": 1170086399 }, "NYSE Group and the Nasdaq Stock Market have had to slow their plans to open offices in Beijing. Tu Guangshao, vice chairman of the China Securities Regulatory Commission (CSRC), said Jan. 13 that the openings--and other non-Chinese exchanges' applications--will be on hold while new regulations are considered.", "http://www.securitiesindustry.com/issues/20070128/19458-1.html", 690]},
{"_name": "China Puts Off Launch of Financial Futuresai", "_id": 47049, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=47049",  "values": ["China Puts Off Launch of Financial Futuresai", {"_id": 44593, "_name": "Alex Dai" }, {"name": "January 29, 2007", "start": 1170000000, "end": 1170086399 }, "China's first financial futures have been delayed at least until the second quarter. Officials of the new China Financial Futures Exchange (CFFEX) in Shanghai originally said that the first product, based on the Shanghai and Shenzhen 300 Index, would be launched in late 2006 or this month at the latest. The state-owned People's Daily reported that insufficient regulations and the futures' potential impact on domestic stock markets prompted the delay.", "http://www.securitiesindustry.com/issues/20070128/19459-1.html", 316]},
{"_name": "NYSE, 3 Others Buying Stakes in India Exchange; SGX in the Wings", "_id": 45718, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=45718",  "values": ["NYSE, 3 Others Buying Stakes in India Exchange; SGX in the Wings", {"_id": 44316, "_name": "Lauren Hilgers" }, {"name": "January 15, 2007", "start": 1168790400, "end": 1168876799 }, "The parent of the New York Stock Exchange and three other investors said last week that they will each buy 5 percent, $115 million equity stakes in the National Stock Exchange (NSE) of India, that country's largest exchange and the third-largest in the world in terms of equity trades. The agreement came on the heels of a disclosure that the Singapore Exchange (SGX) was negotiating to invest in the Bombay Stock Exchange (BSE).", "http://www.securitiesindustry.com/issues/20070114/19329-1.html", 757]},
{"_name": "Tokyo Exchange Chooses Fujitsu--Again", "_id": 44906, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=44906",  "values": ["Tokyo Exchange Chooses Fujitsu--Again", {"_id": 720, "_name": "Maria Trombly" }, {"name": "January 8, 2007", "start": 1168185600, "end": 1168271999 }, "January 8, 2007 - Continuing its technology upgrade in the wake of a series of operational and capacity problems, the Tokyo Stock Exchange (TSE) is turning to Fujitsu as the developer of its next-generation trading system, to be completed by the second half of 2009.", "http://www.securitiesindustry.com/issues/20070107/19258-1.html", 649]},
{"_name": "China Bars Foreign Brokerage Investments at Least Until Summer", "_id": 42401, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=42401",  "values": ["China Bars Foreign Brokerage Investments at Least Until Summer", {"_id": 720, "_name": "Maria Trombly" }, {"name": "December 4, 2006", "start": 1165161600, "end": 1165247999 }, "The National Development and Reform Commission issued a statement Nov. 11 promising to reopen China's securities sector to foreign joint ventures sometime before 2010. Currently, foreign brokers are prohibited from investing in Chinese brokerages to allow the domestic industry time to restructure.", "http://www.securitiesindustry.com/issues/20061203/19058-1.html", 458]},
{"_name": "Chinese Brokerages Mandated to Use Custodians", "_id": 42814, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=42814",  "values": ["Chinese Brokerages Mandated to Use Custodians", {"_id": 94, "_name": "Wendy Yu" }, {"name": "December 4, 2006", "start": 1165161600, "end": 1165247999 }, "Chinese brokerages will have to use third-party custodians by next summer, according to Xinyi Zhuang, vice chairman of the China Securities Regulatory Commission (CSRC). Firms that fail to comply could lose their licenses or find themselves unable to renew, he added.", "http://www.securitiesindustry.com/issues/20061203/19057-1.html", 862]},
{"_name": "Thain in China", "_id": 43060, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=43060",  "values": ["Thain in China", {"_id": 94, "_name": "Wendy Yu" }, {"name": "December 4, 2006", "start": 1165161600, "end": 1165247999 }, "NYSE Group chief executive John Thain used a visit to China last week to underline his optimism about the pending NYSE-Euronext merger, which he put in the context of an exchange-globalization movement that \"will reach Asia next.\"", "http://www.securitiesindustry.com/issues/20061203/19062-1.html", 421]},
{"_name": "UBS Looks To Capitalize on Vietnam's Growth", "_id": 7223, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=7223",  "values": ["UBS Looks To Capitalize on Vietnam's Growth", {"_id": 720, "_name": "Maria Trombly" }, {"name": "November 20, 2006", "start": 1163952000, "end": 1164038399 }, "Extending its Asian and emerging-markets strategies, UBS obtained a license to buy and sell securities in Vietnam. The license came just in time for Vietnam's admission into the World Trade Organization (WTO), which was approved Nov. 7.", "http://www.securitiesindustry.com/issues/20061119/18943-1.html", 488]},
{"_name": "Instinet Represents Break From Nomura's Past", "_id": 41665, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=41665",  "values": ["Instinet Represents Break From Nomura's Past", {"_id": 720, "_name": "Maria Trombly" }, {"name": "November 13, 2006", "start": 1163347200, "end": 1163433599 }, "From its founding on Dec. 25, 1925 as a spin-off of Osaka Nomura Bank Co., Nomura Securities grew into one of the giants of Japanese capital markets and a player on the global financial stage. But in terms of corporate structure, the firm didn't change much until 2001, when its holding company, Nomura Holdings, was established. That same year it was listed on the New York Stock Exchange.", "http://www.securitiesindustry.com/issues/20061112/18877-1.html", 878]},
{"_name": "Back-End Authentication Moves to Forefront", "_id": 280, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=280",  "values": ["Back-End Authentication Moves to Forefront", {"_id": 720, "_name": "Maria Trombly" }, {"name": "November 6, 2006", "start": 1162742400, "end": 1162828799 }, "User authentication has been getting a lot of attention lately, what with lingering threats of identity theft, a U.S. regulatory initiative to have banks and other depository institutions raise their level of customer validation technology, and the Securities and Exchange Commission looking closely at how the brokerage industry is handling the issue.", "http://www.securitiesindustry.com/issues/20061105/18813-1.html", 1062]},
{"_name": "Your Computer's Reputation is On Line", "_id": 41696, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=41696",  "values": ["Your Computer's Reputation is On Line", {"_id": 720, "_name": "Maria Trombly" }, {"name": "November 6, 2006", "start": 1162742400, "end": 1162828799 }, "Anyone who has bought or sold goods on eBay knows the importance of reputation in the online world. Anyone who buys a house understands the value of a good credit rating.", "http://www.securitiesindustry.com/issues/20061105/18818-1.html", 450]},
{"_name": "That Elusive 'Man in the Middle'", "_id": 41697, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=41697",  "values": ["That Elusive 'Man in the Middle'", {"_id": 720, "_name": "Maria Trombly" }, {"name": "November 6, 2006", "start": 1162742400, "end": 1162828799 }, "In July, customers in Citibank's CitiBusiness program were hit by a cyberattack originating in Russia. The customers were using a two-factor authentication method--security tokens--like those that regulators are encouraging financial institutions to adopt. But it was not effective at stopping this so-called man-in-the-middle attack, which points out the need for better back-end security.", "http://www.securitiesindustry.com/issues/20061105/18819-1.html", 371]},
{"_name": "Nasdaq in Cooperation Deal With Japan's Jasdaq Exchange", "_id": 17415, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=17415",  "values": ["Nasdaq in Cooperation Deal With Japan's Jasdaq Exchange", {"_id": 720, "_name": "Maria Trombly" }, {"name": "October 30, 2006", "start": 1162137600, "end": 1162223999 }, "The Jasdaq Securities Exchange of Tokyo is looking to a memorandum of understanding (MOU) that it signed this month with the Nasdaq Stock Market as leverage to increase its trading volume and strengthen its competitive position against the Tokyo Stock Exchange (TSE). Jasdaq officials expect to benefit further when regulators permit it to begin trading Nasdaq-listed companies in the form of Japanese depositary receipts (JDRs).", "http://www.securitiesindustry.com/issues/20061029/18764-1.html", 451]},
{"_name": "Universal Banking Has Lost Its Luster: IBM", "_id": 17918, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=17918",  "values": ["Universal Banking Has Lost Its Luster: IBM", {"_id": 720, "_name": "Maria Trombly" }, {"name": "October 23, 2006", "start": 1161532800, "end": 1161619199 }, "IBM Corp.’s Institute for Business Value, an independent research group within the computer giant’s business consulting organization, is questioning the long-term viability of the large, multifaceted financial institutions known as universal banks. IBM senior consultant Suzanne Dence said at an international banking conference in Beijing last week that combining banking, insurance and brokerage services in a single organization has reached diminishing returns.", "http://www.securitiesindustry.com/news/18689-1.html", 517]},
{"_name": "Outsourcing Under Regulatory Scrutiny in U.S., Europe", "_id": 9070, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=9070",  "values": ["Outsourcing Under Regulatory Scrutiny in U.S., Europe", {"_id": 720, "_name": "Maria Trombly" }, {"name": "October 16, 2006", "start": 1160928000, "end": 1161014399 }, "U.S. and European regulators are expected to issue rules in 2007 that will address outsourcing in the securities industry to an unprecedented degree. A proposal by NYSE Regulation that has been before the Securities and Exchange Commission since March 2005 will, if approved, require brokerages to more closely monitor their service providers.", "http://www.securitiesindustry.com/issues/20061015/18663-1.html", 1250]},
{"_name": "Tokyo Exchange Following NYSE's Regulatory Footsteps", "_id": 9069, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=9069",  "values": ["Tokyo Exchange Following NYSE's Regulatory Footsteps", {"_id": 720, "_name": "Maria Trombly" }, {"name": "October 2, 2006", "start": 1159718400, "end": 1159804799 }, "With a formal announcement early last month by Tokyo Stock Exchange (TSE) chairman and president Taizo Nishimuro, the exchange is moving to split its self-regulatory function away from its trading operations, while keeping both within a single holding company.", "http://www.securitiesindustry.com/reports/20061001/18493-1.html", 1179]},
{"_name": "China Puts Foreign Securities Firms on Hold", "_id": 13520, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=13520",  "values": ["China Puts Foreign Securities Firms on Hold", {"_id": 720, "_name": "Maria Trombly" }, {"name": "September 25, 2006", "start": 1159113600, "end": 1159199999 }, "The China Securities Regulatory Commission (CSRC) has said that it will issue no new licenses to brokerages set up as joint ventures with foreign firms until the country's market reforms are completed. In a Sept. 13 statement, the agency gave no indication of when the ban will be lifted.", "http://www.securitiesindustry.com/issues/20060924/18416-1.html", 679]},
{"_name": "Is XBRL a Solution Searching for a Problem?", "_id": 8179, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=8179",  "values": ["Is XBRL a Solution Searching for a Problem?", {"_id": 720, "_name": "Maria Trombly" }, {"name": "September 18, 2006", "start": 1158508800, "end": 1158595199 }, "Securities and Exchange Commission chairman Christopher Cox, who took office more than a year ago, has been an unabashed promoter of extensible business reporting language (XBRL) as a standard for business data reporting. Yet to date, only 24 U.S. corporations have adopted it for their SEC filings. More use it overseas, but the technology, touted by advocates as a boon for financial reporting, research and analysis, is still on an uphill climb.", "http://www.securitiesindustry.com/reports/20060917/18361-1.html", 994]},
{"_name": "NMS Compliance Requires More Monitoring, Archiving", "_id": 8834, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=8834",  "values": ["NMS Compliance Requires More Monitoring, Archiving", {"_id": 720, "_name": "Maria Trombly" }, {"name": "September 18, 2006", "start": 1158508800, "end": 1158595199 }, "The Securities and Exchange Commission is requiring full industry compliance with Regulation National Market System (NMS) by next May, and many Wall Street firms are scrambling to install monitoring and archiving technology to meet best-execution and related documentation requirements. \"It's a lot of work,\" said Howard Lazar, director of the equity IT division at Credit Suisse. \"This has been our number-one project for equities IT for 2006 and into 2007.\"", "http://www.securitiesindustry.com/reports/20060917/18363-1.html", 1036]},
{"_name": "TSE, in Trading Upgrade Step, Nears Vendor Selection", "_id": 9050, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=9050",  "values": ["TSE, in Trading Upgrade Step, Nears Vendor Selection", {"_id": 720, "_name": "Maria Trombly" }, {"name": "September 18, 2006", "start": 1158508800, "end": 1158595199 }, "The Tokyo Stock Exchange (TSE) finished accepting bids this month to rebuild its troubled trading system and is preparing to select a vendor by year-end. The exchange did not disclose the names of the candidates; full implementation is planned for 2009.", "http://www.securitiesindustry.com/issues/20060917/18349-1.html", 612]},
{"_name": "Broker-Exchange Battle Goes Global", "_id": 11347, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=11347",  "values": ["Broker-Exchange Battle Goes Global", {"_id": 720, "_name": "Maria Trombly" }, {"name": "September 18, 2006", "start": 1158508800, "end": 1158595199 }, "The U.S. pattern of stock-exchange consolidation, which has recently spawned a flurry of new investments by market participants in alternative or smaller trading venues, is repeating itself on two continents. Just as NYSE Group and Nasdaq Stock Market are integrating acquisitions and looking to Europe for expansion while competition is stirring at home, new industry-backed ventures are mounting challenges to the dominant Australian and U.K. exchanges.", "http://www.securitiesindustry.com/issues/20060917/18344-1.html", 340]},
{"_name": "High-Tech Chinese Province Attracts U.S. Exchanges", "_id": 7761, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=7761",  "values": ["High-Tech Chinese Province Attracts U.S. Exchanges", {"_id": 720, "_name": "Maria Trombly" }, {"name": "September 4, 2006", "start": 1157299200, "end": 1157385599 }, "In 1986, New York Stock Exchange chairman John Phelan visited China and met with leader Deng Xiaoping. In 1997, Chinese president Jiang Zemin returned the favor, coming to New York and ringing the opening bell--a gesture repeated in 2004 by Premier Wen Jiabao.", "http://www.securitiesindustry.com/issues/20060903/18262-1.html", 711]},
{"_name": "Russia Removes a Last Barrier to Foreign Investment", "_id": 6170, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=6170",  "values": ["Russia Removes a Last Barrier to Foreign Investment", {"_id": 720, "_name": "Maria Trombly" }, {"name": "August 21, 2006", "start": 1156089600, "end": 1156175999 }, "Russia removed the last remaining obstacle to foreign investment last month--a requirement to keep a portion of investment funds in a special reserve account. The change brings Russia into line with International Monetary Fund (IMF) requirements for ruble convertibility, and foreign investors are expected to pile in.", "http://www.securitiesindustry.com/issues/20060820/18207-1.html", 540]},
{"_name": "Russian Exchanges Expect To Launch New Boards This Fall", "_id": 7315, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=7315",  "values": ["Russian Exchanges Expect To Launch New Boards This Fall", {"_id": 720, "_name": "Maria Trombly" }, {"name": "August 21, 2006", "start": 1156089600, "end": 1156175999 }, "Russia's two leading stock exchanges--the Russian Trading System (RTS) and the Moscow Interbank Currency Exchange (Micex)--plan to launch new boards this fall aimed at small and medium-size enterprises. The goal is to tempt Russian firms to list domestically, rather than go to foreign venues such as the Alternative Investment Market (AIM) of the London Stock Exchange (LSE).", "http://www.securitiesindustry.com/issues/20060820/18208-1.html", 278]},
{"_name": "Dubai Mecantile Exchange & its potential", "_id": 6171, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=6171",  "values": ["Dubai Mecantile Exchange & its potential", {"_id": 94, "_name": "Wendy Yu" }, {"name": "July 24, 2006", "start": 1153670400, "end": 1153756799 }, "The Dubai Mercantile Exchange is on track for a fourth-quarter launch that will make it the first international energy futures exchange in the Middle East, according to its chief executive, Gary King. It will operate from a trading floor now under construction in the Dubai International Financial Center (DIFC), and its first product will be an Oman crude oil futures contract.", "http://www.securitiesindustry.com/issues/20060723/18066-1.html", 421]},
{"_name": "CME Expands in Asia With Yuan Derivatives", "_id": 96, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=96",  "values": ["CME Expands in Asia With Yuan Derivatives", {"_id": 94, "_name": "Wendy Yu" }, {"name": "July 10, 2006", "start": 1152460800, "end": 1152547199 }, "In August, the Chicago Mercantile Exchange (CME) will introduce three derivatives based on the Chinese yuan; in June, it opened an office in Hong Kong to serve as its Asian business hub.", "http://www.securitiesindustry.com/issues/20060709/17980-1.html", 731]},
{"_name": "Outsourcing Resilient in India", "_id": 282, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=282",  "values": ["Outsourcing Resilient in India", {"_id": 94, "_name": "Wendy Yu" }, {"name": "July 10, 2006", "start": 1152460800, "end": 1152547199 }, "About a year ago, call center employees of Bangalore-based Mphasis tricked Citibank customers into giving out their personal identification numbers, then used the codes to steal more than $300,000. By August, Indian police arrested three former employees of Mphasis, an outsourcing provider recently acquired by Electronic Data Systems Corp.", "http://www.securitiesindustry.com/issues/20060709/17970-1.html", 1012]},
{"_name": "China, Japan Futures Markets Cooperate on Weather Derivatives", "_id": 6678, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=6678",  "values": ["China, Japan Futures Markets Cooperate on Weather Derivatives", {"_id": 94, "_name": "Wendy Yu" }, {"name": "July 10, 2006", "start": 1152460800, "end": 1152547199 }, "The Dalian Commodity Exchange (DCE), China's largest agricultural commodities futures exchange, and the Tokyo Financial Exchange (TFX), Japan's only financial futures exchange, have agreed to jointly develop weather derivative products for trading on both markets.", "http://www.securitiesindustry.com/issues/20060709/17981-1.html", 712]},
{"_name": "Blogging for Alpha", "_id": 6656, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=6656",  "values": ["Blogging for Alpha", {"_id": 720, "_name": "Maria Trombly" }, {"name": "June 26, 2006", "start": 1151251200, "end": 1151337599 }, "The more crowded and competitive the hedge fund industry gets, the more difficult it is for fund managers to set themselves apart from competitors. The above-average returns that might come from developing unique, technology-based trading strategies are harder to come by. Curiously, one answer to this problem may come from a technology that in a few short years has become decidedly mainstream: Web logs, better known as blogging.", "http://www.securitiesindustry.com/supplements/20060625/17928-1.html", 647]},
{"_name": "Technology Meets Derivatives Trading", "_id": 6659, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=6659",  "values": ["Technology Meets Derivatives Trading", {"_id": 720, "_name": "Maria Trombly" }, {"name": "June 26, 2006", "start": 1151251200, "end": 1151337599 }, "Hedge funds tend to trade complex products such as credit derivatives far more frequently than do other buy-side firms, and many of these trades are still executed manually. Many are customized and negotiated individually, which limits the potential for automation--and makes them susceptible to errors.", "http://www.securitiesindustry.com/supplements/20060625/17930-1.html", 468]},
{"_name": "When Lifestyle Determines Location", "_id": 6662, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=6662",  "values": ["When Lifestyle Determines Location", {"_id": 720, "_name": "Maria Trombly" }, {"name": "June 26, 2006", "start": 1151251200, "end": 1151337599 }, "A visitor to central Massachusetts would perceive Worcester as a nondescript, somewhat faded industrial town, a far cry from a financial capital. But that's where you'll find Cutler Capital Management, a five-person hedge fund with $33 million under management, primarily convertible securities, real estate investment trusts and dividend-paying equities.", "http://www.securitiesindustry.com/supplements/20060625/17934-1.html", 460]},
{"_name": "Six Steps to Picking the Right Vendor", "_id": 6665, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=6665",  "values": ["Six Steps to Picking the Right Vendor", {"_id": 720, "_name": "Maria Trombly" }, {"name": "June 26, 2006", "start": 1151251200, "end": 1151337599 }, "As the competitive and regulatory environment for hedge funds grows ever more complex, so does the process of picking prime brokers and fund administrators. \"A number of hedge funds would probably say that the services they receive from their partners--prime brokers or administrators--are not always up to par,\" says Boris Onefater, national hedge fund director at Deloitte & Touche. \"If you call 500 hedge funds, probably only half of them are going to be completely satisfied with the services they receive.\" And as additional functions are outsourced, more of them are exposed to operational risks beyond the funds' control.", "http://www.securitiesindustry.com/supplements/20060625/17935-1.html", 935]},
{"_name": "Outsourcing Moves Out of the Back Office", "_id": 6668, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=6668",  "values": ["Outsourcing Moves Out of the Back Office", {"_id": 720, "_name": "Maria Trombly" }, {"name": "June 26, 2006", "start": 1151251200, "end": 1151337599 }, "In the back office, pretty much everything that can be outsourced has been outsourced. Now hedge funds are looking to find more operational efficiencies and are casting a critical eye on other functions, while prime brokers, fund administrators and others are looking for new opportunities to provide services.", "http://www.securitiesindustry.com/supplements/20060625/17933-1.html", 780]},
{"_name": "ABN Amro in Chinese Futures Venture", "_id": 714, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=714",  "values": ["ABN Amro in Chinese Futures Venture", {"_id": 94, "_name": "Wendy Yu" }, {"name": "June 12, 2006", "start": 1150041600, "end": 1150127999 }, "Netherlands-based ABN Amro has established the first joint-venture futures brokerage in China in a partnership with China Galaxy Securities Co. of Beijing, the country's biggest brokerage in terms of assets.", "http://www.securitiesindustry.com/issues/20060611/17724-1.html", 643]},
{"_name": "Chinese IPOs To Return From Yearlong Break", "_id": 709, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=709",  "values": ["Chinese IPOs To Return From Yearlong Break", {"_id": 94, "_name": "Wendy Yu" }, {"name": "June 5, 2006", "start": 1149436800, "end": 1149523199 }, "The China Securities Regulatory Commission (CSRC) announced May 17 that it would permit a resumption of initial public stock offerings after a year of hiatus while major market reforms were put in place. The CSRC also revised its listing requirements and procedures.", "http://www.securitiesindustry.com/issues/20060604/17674-1.html", 669]},
{"_name": "Foreigners Find Chinese QFII Quotas Stifling", "_id": 711, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=711",  "values": ["Foreigners Find Chinese QFII Quotas Stifling", {"_id": 94, "_name": "Wendy Yu" }, {"name": "June 5, 2006", "start": 1149436800, "end": 1149523199 }, "Foreigners are, if anything, more eager than they were a few years ago to invest in China's booming economy, but they are still running up against the strict market-access quotas of the qualified foreign institutional investor (QFII) program that the government introduced in 2003. Out of 40 firms that have obtained QFII status from the China Securities Regulatory Commission (CSRC), 34 are operating under investment quotas imposed by the central-bank-affiliated State Administration of Foreign Exchanges (Safe).", "http://www.securitiesindustry.com/issues/20060604/17671-1.html", 917]},
{"_name": "China Allows Intraday and Margin Trading", "_id": 710, "_link": "http://tromblyltd.dabbledb.com/dabble/reports?view=730724&entry=710",  "values": ["China Allows Intraday and Margin Trading", {"_id": 94, "_name": "Wendy Yu" }, {"name": "May 22, 2006", "start": 1148227200, "end": 1148313599 }, "In the latest of a series of Chinese market modernization moves, investors in stocks on the Shanghai and Shenzhen exchanges as of July 1 will be able to borrow money or securities from brokerages and to buy and sell single stocks on the same day.", "http://www.securitiesindustry.com/issues/20060521/17609-1.html", 622]}]});